Catherine Miles Hopkins

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
• 02/2015 → Present
  Bank Of America, N.A.
  Tampa, FL

Previous Registrations

• 2005-08-03 → 2006-05-22
  Morgan Keegan & Company, Llc
  Atlanta, GA
  Atlanta, GA
• 2004-11-17 → 2005-08-03
  Credit Suisse Securities (Usa) Llc
  Atlanta, GA

Other Businesses

I*5108278, Entity Type: Entity Charitable, Name of OBA: Goodwood , Address: Tallahassee, Florida, 32308, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/15/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Serve on the Board of Directors and attend Board of Directors meetings up to 7x a year. Attend and participate in membership events. Serve as an ambassador for the organization. Goodwood requires upkeep and hosts many community events. I will be required to vote on decisions regarding how the organization spends their time and money for the good of Goodwood. Goodwood Museum & Gardens connects our community as a setting where we preserve and share our history, enjoy the arts, and celebrate significant events in our lives.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-25

Other Names

• M Catherine Hopkins
• M Catherine Hopkins
• Catherine Hopkins
• Cathy M Hopkins
• Cathy Hopkins