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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-02
NJ RA APPROVED 2025-07-07
IL RA APPROVED 2018-01-18
TX RA APPROVED_RES 2018-01-18
  • NY RA
    APPROVED
    Since 2026-06-02
  • NJ RA
    APPROVED
    Since 2025-07-07
  • IL RA
    APPROVED
    Since 2018-01-18
  • TX RA
    APPROVED_RES
    Since 2018-01-18

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

2 Crosfield Ave, West Nyack, NY 10994 • United States

Somerville, NJ • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 04/2016 Present
Other Businesses

I*5440269, Entity Type: Entity For Profit, Name of OBA: Poetry & Lyrics, Address: N/a, New Jersey, 08876, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 09/01/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: Writing poems and lyrics For showcasing my writing skills in poetry & lyrics. Primarily, this is a hobby but want to showcase my work to allow for potential collaboration with other artists which may potentially yield some form of income or not.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 2004-09-22
  • S66 Uniform Combined State Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    2004-09-22

View on SEC IAPD

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