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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-10
NY RA APPROVED 2025-07-10
  • CO RA
    APPROVED
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

2449 Us Route 11, Lafayette, NY 13084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Lafayette NY 05/2008 07/2025
Adrian W. Shute & Associates Lafayette NY 08/2008 Present
Lpl Financial Llc Lafayette NY 07/2025 Present
  • 05/2008 → 07/2025
    Cadaret, Grant & Co., Inc.
    Lafayette, NY
  • 08/2008 → Present
    Adrian W. Shute & Associates
    Lafayette, NY
  • 07/2025 → Present
    Lafayette, NY
Previous Registrations
Other Businesses

1) 07/10/2025 - Town of LaFayette / Town Justice / Politics/ Government / Non Inv Related / La Fayette NY 13084 / Start date 08/01/2013 - 6 hrs per month/ 0 Hours during trading 2) 07/10/2025 - Knapp Shute Agency / Principal / Business Owner / Inv Related / La Fayette NY 13084 / Start date 05/01/2008 - 80 hrs per month - 60 Total Hours per month during trading 3) 07/10/2025 - United Financial Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - Start date: 10/3/2023 - 0hrs per month/ during trading 4) 07/10/2025 - Adrian W Shute & Associates / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 160 Total Hours per month during trading 5) 07/10/2025 - Adrian Shute / Real Estate Rental / Inv Related / La Fayette NY 13084 / Start date - 6 hrs per month 6) 08/29/2025 - ASH Brokerage - Non-Variable Insurance - Inv Related - At reported business location (s) - Start date 07/30/2025 - 10hrs per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-18
S63 Uniform Securities Agent State Law Examination 2004-07-10
  • S66 Uniform Combined State Law Examination
    2006-11-18
  • S63 Uniform Securities Agent State Law Examination
    2004-07-10
Other Names
  • Adrian Shute

View on SEC IAPD

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