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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-10 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Lafayette | NY | 05/2008 | 07/2025 |
| Adrian W. Shute & Associates | Lafayette | NY | 08/2008 | Present |
| Lpl Financial Llc | Lafayette | NY | 07/2025 | Present |
1) 07/10/2025 - Town of LaFayette / Town Justice / Politics/ Government / Non Inv Related / La Fayette NY 13084 / Start date 08/01/2013 - 6 hrs per month/ 0 Hours during trading 2) 07/10/2025 - Knapp Shute Agency / Principal / Business Owner / Inv Related / La Fayette NY 13084 / Start date 05/01/2008 - 80 hrs per month - 60 Total Hours per month during trading 3) 07/10/2025 - United Financial Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - Start date: 10/3/2023 - 0hrs per month/ during trading 4) 07/10/2025 - Adrian W Shute & Associates / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 160 Total Hours per month during trading 5) 07/10/2025 - Adrian Shute / Real Estate Rental / Inv Related / La Fayette NY 13084 / Start date - 6 hrs per month 6) 08/29/2025 - ASH Brokerage - Non-Variable Insurance - Inv Related - At reported business location (s) - Start date 07/30/2025 - 10hrs per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-10 |
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