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James Matthew Kemmerer

LPl Enterprise, LLC

Greenwood, IN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

520 N Madison Ave Suite B, Greenwood, IN 46142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Greenwood IN 06/2004 Present
Pruco Securities, Llc. Greenwood IN 06/2004 11/2024
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
Previous Registrations
  • 2006-05-03 → 2024-11-14
    Pruco Securities, Llc.
    Columbus, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Greenwood, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-17
  • S66 Uniform Combined State Law Examination
    2004-07-17
Other Names
  • Matt Kemmerer

View on SEC IAPD

Other Firms

FINANCIAL PLANS & STRATEGIES, INC.
KOON FINANCIAL PLANNING & CONSULTING/KFP&C
LPL FINANCIAL LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

LARA KARMEL DESOTEL
CHRISTIAN PARKER CARLETON
GRANT T NAILOR
MAGGIE LYNN MEINERS
BAUER W SCHMELTZ
Maxwell Alexander Bigler
SETH TIMOTHY RAYMOND
Evan Scott Fruits

Other Offices

FINANCIAL PLANS & STRATEGIES, INC. · GREENWOOD, IN
KOON FINANCIAL PLANNING & CONSULTING/KFP&C · GREENWOOD, IN
LPL FINANCIAL LLC · GREENWOOD, IN
EDWARD JONES · GREENWOOD, IN
CETERA INVESTMENT ADVISERS LLC · Greenwood, IN
PNC WEALTH MANAGEMENT LLC · GREENWOOD, IN
AMERIPRISE FINANCIAL SERVICES, LLC · GREENWOOD, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Greenwood, IN

More in Greenwood, IN

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