Robert Charles Fries

Current Employers

Employment History

• 07/2008 → 02/2020
  Key Investment Services
  Sandusky, OH
• 02/2020 → Present
  Stratos Wealth Partners, Ltd
  Westlake, OH
• 02/2020 → Present
  Lpl Financial, Llc
  Westlake, OH

Previous Registrations

• 2008-07-08 → 2020-02-19
  Key Investment Services Llc
  Saline, MI
  Sandusky, OH
  Cleveland, OH
  Shelby Twp, MI
  Dayton, OH
  Sandusky, OH
  Clawson, MI
• 2007-04-02 → 2008-07-02
  Morgan Stanley & Co. Llc
  Toledo, OH
• 2004-09-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Toledo, OH
  Toledo, OH

Other Businesses

1) 2/13/20- Old Fort Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Fremont, OH- 100% 2) 2/13/20- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Fremont, OH- 100%. 3) 2/13/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/26/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Old Fort Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 02/04/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5) 2/26/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/04/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/11/2022 - Vertical Charter Investments - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 10/04/2022 - 100 Hours Per Month/6 Hours During Securities Trading 7) 10/12/2022 - Vertical Charter Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/04/2022 - 12 Hours Per Month/6 Hours During Securities Trading 8) 10/01/2024 - Monroeville Local Schools - Other - Coaching Sports - Basketball Coach - 101 West St Monroeville, OH 44847 - Not Investment Related - Start Date 11/01/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-09-02

Other Names

• Robert Charles Fries