Nicholas Joseph Popolo

Current Employers

Employment History

• 01/2003 → Present
  Self-Employed
  Staten Island, NY
• 08/2005 → 09/2025
  Avantax Investment Services, Inc.
  Staten Island, NY
• 05/2003 → Present
  Birch Tax Service
  Staten Island, NY
• 05/2007 → 09/2025
  Avantax Advisory Services
  Staten Island, NY
• 08/2014 → 01/2018
  Gentile Nyc
  Staten Island, NY
• 01/2017 → 01/2018
  Gentile For Da
  Brooklyn, NY
• 04/2019 → Present
  Zellnor For New York
  Brooklyn, NE
• 02/2019 → Present
  Patterson For New York
  Staten Island, NY
• 09/2019 → Present
  Richmond County Democratic Committee
  Staten Island, NY
• 03/2020 → Present
  Mass Mutual Insurance
  Staten Island, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Staten Island, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Staten Island, NY

Other Businesses

1) Birch Tax Service~41 Challenger Dr~Staten Island~NY~10312~Tax Preparation/Accounting~Owner/Sole Proprietor~1/21/2005~50hrs~35hrs~Tax Prep/Accounting 2) Richmond County Democratic Committee~35 New Dorp Plaza~Staten Island~NY~10306~Elected/Appointed Official~Other~6/24/2019~20hrs~12hrs~My role would be to chair the committee. Duties include meetings with candidates and local elected officials, significant assistance in fundraising for the committee. I would also be the direct boss of one to two full time employees. 3) Mass Mutual Insurance~1374 Clove Road~Staten Island~NY~10301~Insurance Agent~Agent~3/9/2020~1hrs~1hrs~Referring insurance business 4) JESSICA FOR NEW YORK POSITION: Treasurer NATURE: Treasurer of political campaign committee INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2022 ADDRESS: 41 Challenger Dr, Staten Island NY 10312, United States DESCRIPTION: Deposit income to bank. Pay bills. Submit campaign finance filings. 5)RACE HORSE OWNERSHIP POSITION: investor NATURE: My wife and I paid $3,000 for a 2% ownership in a newborn horse, expected to race for cash winnings in 2 years INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2023 ADDRESS: 1477 Metedeconk Ave, Brick NJ 08724, United States DESCRIPTION: We have no responsibility, simply investors

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-27
• S63 Uniform Securities Agent State Law Examination
  2000-04-18

Other Names

• Nick Popolo