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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-25 |
| RI | RA | APPROVED | 2007-09-24 |
Branch Locations
500 Exchange Street Suite 1210, Providence, RI 02903 • United States
South Kingstown, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Providence | RI | 08/2007 | Present |
SPRC / 228 East 45th Street 5th Floor New York,New York 10017 / Other/ Charities, Cultural, Educational & Political Organisations / educate and provide support for single parents and their families / Member of a committee with management or supervisory functions / / Review the 650K budget annually with committee, review the audit in the Fall, 2-3 conference calls per year. Give input on the investments when asked to review. / Start Date 501(c)(3) not-for-profit organization 8/15/16 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-22 |
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