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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2007-06-04
  • CO RA
    APPROVED
    Since 2007-06-04

Branch Locations

743 Horizon Ct Ste 302, Grand Junction, CO 81506-8707 • United States

Grand Junction, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Junction CO 04/2004 03/2020
Ameriprise Financial Services, Llc Grand Junction CO 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2650 N 1st St., #12, , Grand Junction, CO, 81501; Investment-Related; 03/01/2022. Business Ownership; Recreational Storage; shareholder; Storage Facility; 912 W CarthageMeade, KS 67864, , Meade, KS, 67864; Not Investment-Related; 01/01/2010; 0 hours per month; 0 during trading hours / Middle R Farms; shareholder; Farm Land Management; PO Box 309, , Meade, KS, 67864; Not Investment-Related; 03/01/2011; 1 to 9 hours per month; 0 during trading hours / Number 12 LLC; Owner; Vacation Rental; 416 High Pointe Dr, , Grand Junciton, CO, 81507; Not Investment-Related; 07/25/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-02
S66 Uniform Combined State Law Examination 2004-07-22
  • S65 Uniform Investment Adviser Law Examination
    2007-06-02
  • S66 Uniform Combined State Law Examination
    2004-07-22
Other Names
  • Candice Rae Cottrell
  • Candice Rae Walton
  • Candice Rae Walton

View on SEC IAPD

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