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Michael Kessel

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-23
TX RA APPROVED 2024-05-22
  • FL RA
    APPROVED
    Since 2024-05-23
  • TX RA
    APPROVED
    Since 2024-05-22

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Meg Green & Associates, Inc. North Miami Beach FL 03/2014 01/2019
Oppenheimer & Co. Inc Ft. Lauderdale FL 01/2019 05/2024
Wells Fargo Clearing Services, Llc Boca Raton FL 05/2024 Present
Previous Registrations
  • 2019-01-16 → 2024-05-24
    Oppenheimer & Co. Inc.
    Fort Lauderdale, FL
  • 2016-08-22 → 2019-01-16
    Mg&A Wealth
    Plantation, FL
  • 2014-05-12 → 2016-10-03
    Meg Green & Associates, Inc.
    North Miami Beach, FL
  • 2013-04-02 → 2013-11-07
    Investacorp Advisory Services Inc
    Fort Lauderdale, FL
Other Businesses

BENEFICIARY FOR FAMILY FRIEND; INV RELATED;BOCA RATON,FL; ADVISOR ; BENEFICIARY; START DATE: 05/19/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-01
S63 Uniform Securities Agent State Law Examination 2008-05-20
  • S65 Uniform Investment Adviser Law Examination
    2013-02-01
  • S63 Uniform Securities Agent State Law Examination
    2008-05-20
Designations
Other Names
  • Michael Steven Kessel

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
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LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
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ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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