Warren M Schneider

Current Employers

Employment History

• 02/1995 → 09/2025
  Schneider And Co
  Parisppany, NJ
• 02/1995 → 09/2025
  The Forendi Acct Group
  Parsippany, NJ
• 03/2012 → 09/2025
  New Jersey Photoworks Llc
  Morristown, NJ
• 01/2014 → 09/2025
  Commonwealth Financial Network
  Waltham, MA
• 09/2025 → Present
  Kestra Investment Services, Llc
  Morristown, NJ
• 09/2025 → Present
  Kestra Advisory Services, Llc
  Morristown, NJ

Previous Registrations

• 2014-01-28 → 2025-09-30
  Commonwealth Financial Network
  Waltham, MA
  Morristown, NJ
• 2004-07-30 → 2014-01-27
  Avantax Advisory Services
  Parsippany, NJ

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: SCHNEIDER FINANCIAL MANAGEMENT, LLC DOING BUSINESS AS SCHNEIDER FINANCIAL POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 07/08/2008 ADDRESS: 1099 Mount Kemble Ave, Suite 2B, Morristown NJ 07960, United States DESCRIPTION: Owner of operating company for financial services with Kestra Financial. Financial advisor for approximately 100 advisory accounts Management and supervision of one other advisor, one registered field representative and two field representatives Name: NEW JERSEY PHOTOWORKS LLC DBA PHOTOWORKS USA POSITION: Owner NATURE: Photography INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2012 ADDRESS: 10 Windsor Way, Morristown NJ 07960, United States DESCRIPTION: Photographer Name: SCHNEIDER & CICCONE CERTIFIED PUBLIC ACCOUNTANTS LLC POSITION: Partner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/15/1995 ADDRESS: 10 Windsor Way, Morristown NJ 07960, United States DESCRIPTION: 50% owner of entity previously used for CPA services. Currently no business being done through this entity. Name: SCHNEIDER & COMPANY CERTIFIED PUBLIC ACCOUNTANTS PC POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 12/23/1994 ADDRESS: 1099 Mount Kemble Avenue, Suite 2B, Morristown NJ 07960, United States DESCRIPTION: Preparation of payroll for all common employees of Schneider Financial, Schneider & Company Certified Public Accountants PC, Arciprete Schneider & Company CPAs LLC and The Forensic Accounting Group, Inc. Preparation of Individual income tax preparation for several clients Name: THE FORENSIC ACCOUNTING GROUP INC POSITION: Co-Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/29/1994 ADDRESS: 1099 Mount Kemble Avenue, Suite 2B, Morristown NJ 07960, United States DESCRIPTION: Litigation support services range from research, accounting opinions, fraud investigations, expert witness testimony and the preparation of forensic reports with graphic exhibits Name: ARCIPRETE SCHNEIDER & COMPANY CPAS LLC POSITION: Consultant - no equity ownership NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2020 ADDRESS: 18 Kings Highway, Suite 206, Middletown NJ 07748, United States DESCRIPTION: Preparation of Individual, Corporate, Partnership and Fiduciary tax returns predominately for family for no compensation. Name: ASH BROKERAGE - INSURANCE PRODUCER POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/22/2026 ADDRESS: 888 S Harrison Street, Suite 900, Fort Wayne IN 46802, United States DESCRIPTION: Life and Health Insurance Producer

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-19
• S63 Uniform Securities Agent State Law Examination
  2004-06-28