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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-02
FL RA APPROVED 2023-01-31
  • TX RA
    APPROVED_RES
    Since 2023-02-02
  • FL RA
    APPROVED
    Since 2023-01-31

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 09/2022 Present
Coexist Nutrition, Llc Miami FL 06/2012 09/2022
Bank Of America, N.A. Aventura FL 12/2022 Present
Previous Registrations
  • 2009-06-01 → 2012-07-19
    Aventura, FL
  • 2009-01-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    Aventura, FL
  • 2004-08-27 → 2009-01-27
    Hallandale Beach, FL
    Aventura, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-01-19

View on SEC IAPD

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