Marc Leffin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aventura, FL
• 06/2012 → 09/2022
  Coexist Nutrition, Llc
  Miami, FL
• 12/2022 → Present
  Bank Of America, N.A.
  Aventura, FL

Previous Registrations

• 2009-06-01 → 2012-07-19
  Morgan Stanley
  Aventura, FL
• 2009-01-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  Aventura, FL
• 2004-08-27 → 2009-01-27
  Ubs Financial Services Inc.
  Hallandale Beach, FL
  Aventura, FL

Exams

• S66 Uniform Combined State Law Examination
  2023-01-19