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Joseph Donald Covey

Ubs Financial Services Inc.

Seattle, WA

Sammamish, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-08-21
TX RA APPROVED 2012-08-20
  • WA RA
    APPROVED
    Since 2012-08-21
  • TX RA
    APPROVED
    Since 2012-08-20

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Sammamish, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Seattle WA 08/2012 Present
Previous Registrations
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    Dallas, TX
    Dallas, TX
    Seattle, WA
  • 2007-06-28 → 2008-10-01
    J.P. Morgan Securities Inc.
    Dallas, TX
  • 2006-01-10 → 2007-07-06
    Chase Investment Services Corp.
    Flower Mound, TX
    Ft. Worth, TX
  • 2005-06-15 → 2005-12-02
    Ameriprise Financial Services, Llc
    Hurst, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-05
  • S66 Uniform Combined State Law Examination
    2005-05-05
Other Names
  • Joe Donale Covey
  • Joe D Covey

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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