Best Investors Account Sign in

Franklin Robert Etter

Wells Fargo Clearing Services, LLC

Holladay, UT

CRD 4812654

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-14
UT RA APPROVED 2013-02-14
  • TX RA
    APPROVED
    Since 2013-02-14
  • UT RA
    APPROVED
    Since 2013-02-14

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Salt Lake City UT 02/2013 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2013-03-01
    Morgan Stanley
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2004-09-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Salt Lake City, UT
    Salt Lk City, UT
Other Businesses

TBD, LLC; INV RELATED; TBD, UT; 50% OWNERSHIP; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; PURCHASE LAND IN UTAH FOR INVESTMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-31
  • S66 Uniform Combined State Law Examination
    2004-08-31
Designations
  • Certified Financial Planner
Other Names
  • Franklin Robert Etter

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
STRATOS WEALTH PARTNERS, LTD
LPL FINANCIAL LLC

Nearby Investors

JEFFREY DAVID SHAVER
CYDNIE CALLAWAY
CHRISTOPHER R SOUTAS

Nearby Offices

OSAIC WEALTH, INC. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · Holladay, UT
LPL FINANCIAL LLC · HOLLADAY, UT

More in Holladay, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor