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Michael Ryan Morgante

Edelman Financial Engines

Clifton Park, NY

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-28
TX RA APPROVED 2016-11-30
VT RA APPROVED 2016-11-30
  • NY RA
    APPROVED
    Since 2021-04-28
  • TX RA
    APPROVED
    Since 2016-11-30
  • VT RA
    APPROVED
    Since 2016-11-30

Branch Locations

28 Corporate Drive Suite 101, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Clifton Park NY 11/2016 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Clifton Park, NY
Previous Registrations
  • 2015-07-01 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Clifton Park, NY
    Overland Park, KS
  • 2010-07-06 → 2015-07-02
    The Mutual Fund Store
    Clifton Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-01
S66 Uniform Combined State Law Examination 2004-11-03
  • S65 Uniform Investment Adviser Law Examination
    2014-05-01
  • S66 Uniform Combined State Law Examination
    2004-11-03

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KEY INVESTMENT SERVICES LLC
CETERA INVESTMENT ADVISERS LLC
OPTIMUS WEALTH MANAGEMENT GROUP, INC.
PFS INVESTMENTS INC.
BANKERS LIFE ADVISORY SERVICES, INC.
OSAIC WEALTH, INC.
EDWARD JONES

Other Investors

PAUL J WILDERS
Andrew J Bullock
LEE WILSON
Brian Mohan
CARRIE LYNN BENSON
JONATHAN J. TAMUL
John CHARLES Petersen
DANIEL P VARTIGIAN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CLIFTON PARK, NY
KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OPTIMUS WEALTH MANAGEMENT GROUP, INC. · CLIFTON PARK, NY
PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY

More in Clifton Park, NY

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