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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-09-11 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lexington Fayette Government | Lexington | KY | 06/2015 | 12/2017 |
| Jp Morgan Securities Llc | Lexington | KY | 01/2018 | 08/2018 |
| Jpmorgan Chase Bank, N.A | Lexington | KY | 01/2018 | 08/2018 |
| Lpl Financial Llc | Lexington | KY | 09/2018 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 09/2018 | Present |
1. 9/4/2018 - Keystone Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 9/19/2018 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-09 |
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