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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-06-19
  • FL RA
    APPROVED
    Since 2013-06-19

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St Petersburg FL 05/2013 Present
  • 05/2013 → Present
    Raymond James & Associates
    St Petersburg, FL
Other Businesses

(1) Name of Business: Carrollwood Reserve Homeowners Association, Inc. Address: 12901 Greenville Court, Tampa, FL, 33625, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Evaluating our current board bylaws and declaration of covenants, conditions, and restrictions.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-23
  • S63 Uniform Securities Agent State Law Examination
    2006-08-23
Other Names
  • David Joseph Vargas
  • David Vargas

View on SEC IAPD

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