David Joseph Vargas

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Raymond James & Associates
  St Petersburg, FL

Other Businesses

(1) Name of Business: Carrollwood Reserve Homeowners Association, Inc. Address: 12901 Greenville Court, Tampa, FL, 33625, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Evaluating our current board bylaws and declaration of covenants, conditions, and restrictions.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-08-23

Other Names

• David Joseph Vargas
• David Vargas