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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-22
  • NY RA
    APPROVED
    Since 2022-08-22

Branch Locations

2030 Sheridan Drive, Tonawanda, NY 14223 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M And T Securities Buffalo NY 12/2015 07/2020
Pruco Securities, Llc. Amherst NY 08/2020 08/2022
Prudential Insurance Company Of America Amherst NY 08/2020 08/2022
Key Investment Services Llc Brooklyn OH 08/2022 Present
Previous Registrations
  • 2020-08-12 → 2022-08-24
    Williamsville, NY
    Syracuse, NY
  • 2016-03-21 → 2020-08-24
    M&T Securities, Inc.
    Amherst, NY
    Cheektowaga, NY
    Tonawanda, NY
    North Tonawanda, NY
    Buffalo, NY
    Williamsport, PA
    Buffalo, NY
    Cheektowaga, NY
  • 2015-07-07 → 2015-12-18
    Kenmore, NY
    Amherst, NY
  • 2014-07-01 → 2015-07-06
    Amherst, NY
    Tonawanda, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Syracuse, NY
  • 2006-08-14 → 2007-02-24
    Uvest Financial Services Group, Inc.
    Niagara Falls, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-20
  • S66 Uniform Combined State Law Examination
    2005-06-20
Other Names
  • Donald Armstrong

View on SEC IAPD

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