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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
CO RA APPROVED 2009-05-29
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • CO RA
    APPROVED
    Since 2009-05-29

Branch Locations

6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Denver CO 05/2009 Present
  • 05/2009 → Present
    Stifel Nicolaus & Co Inc
    Denver, CO
Previous Registrations
  • 2008-01-01 → 2009-06-01
    Greenwood Village, CO
  • 2004-08-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Greenwood Village, CO
    St. Louis, MO
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-18
  • S66 Uniform Combined State Law Examination
    2004-08-18
Designations
  • Certified Financial Planner
Other Names
  • Eric Michael May
  • Eric Michael May

View on SEC IAPD

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