M. Shannon Dana

Current Employers

Employment History

• 07/2005 → Present
  College For Financial Planning
  Greenwood Village, CO
• 04/2004 → Present
  Dc & Associates, Inc Advanced Financial Solutions
  Greenwood Village, CO
• 07/2007 → Present
  Pinnacle Advanced Planners, Inc
  Greenwood Village, CO
• 04/2016 → Present
  Lpl Financial Llc
  Greenwood Village, CO
• 04/2016 → Present
  Western Wealth Management Llc
  Greenwood Village, CO

Previous Registrations

• 2016-04-22 → 2016-06-22
  Western Wealth Management Llc
  Greenwood Village, CO
• 2011-02-16 → 2016-04-26
  Cetera Wealth Services, Llc
  Greenwood Village, CO
  Albuquerque, NM
• 2005-11-02 → 2011-02-11
  Qa3 Financial Llc
  Greenwood Village, CO
• 2004-01-20 → 2005-11-04
  Intervest International, Inc.
  Englewood, CO
• 2003-11-19 → 2004-09-28
  Rattiner Asset Management, Inc.
  Englewood, CO
• 2000-05-04 → 2002-12-17
  Ubs Financial Services Inc.
  Denver, CO

Other Businesses

1) 04/20/2016: "SOFA - The Society for Financial Awareness" - Speaker/Seminar - Investment Related - 7995 E Prentice Ave. Suite #110 Greenwood Village, Co 80111 - Start 04/07/2016 - 2 Hr/Mo; 1 Hour(s) During Securities Trading; 5% Time Spent - President of the Denver Metro Chapter of SOFA 2) 04/20/2016: M. Shannon Dana - Real Estate Rental - Investment Related - 1139 Kearney St. Denver CO 80220 - Start 03/01/2012 - 1 Hr/Mo; 1% Time Spent - Previous residence that we still own and rent. 3) 04/20/2016: DC & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 7995 E Prentice Ave. Suite #110, Greenwood Village, Co 80111 - Start 01/01/2004 - 135 Hr/Mo; 7 Hour(s) During Securities Trading 4) 04/20/2016: Pinnacle Advanced Planner, Inc. - Insurance Agency - Investment Related - 7995 E Prentice Ave. Suite #110 Greenwood Village, Co 80111 - Start 05/18/2007 - 35 Hr/Mo; 20% Time Spent - This is the company that is Insurance Licensed and that the income is paid to. My role is the President. Duties include providing people with what they need for permanent, fixed insurance, disability income, etc. My service team that will be non-registered. They will service my securities, advisor, and fixed. 5) 04/29/2016: Western Wealth Management, LLC - Registered Investment Advisor - Investment Related - 7995 E Prentice Ave. Suite #110 Greenwood Village, Co 80111 - 80 Hr/Mo; 20 Hour(s) During Securities Trading; 80% Time Spent 6) 05/02/2016: Western Wealth Management, LLC - Registered Investment Advisor DBA - DBA: Retire by Design Group - Investment Related - 7995 E Prentice Ave. Suite #110 Greenwood Village, Co 80111 - Start 04/07/2016 - 120 Hr/Mo; 6 Hour(s) During Securities Trading; 70% Time Spent 7) 09/21/2016: Western Wealth Management, LLC - Registered Investment Advisor DBA - DBA: DC & Associates, Inc. - Investment Related - 7995 E Prentice Ave. Suite #110 Greenwood Village, CO 80111 - Start 04/04/2004 - 120 Hr/Mo; 90 Hour(s) During Securities Trading - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in June 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 11/16/2021 - Redwood Tax Specialists - Investment Related - Primarily at CPAs offices - Tax Prep/Accounting/CPA - Managing Director - Started 07/12/2021 - 2 Hours Per Month During Securities Trading - Tax Prep Back Office -managing director that matches CPAs and clients to a back office of accountants, tax attorneys, etc. to support CPAs and clients and master-mind tax planning.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-22

Other Names

• Michael Shannon Dana