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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-04-11
  • MD RA
    APPROVED
    Since 2011-04-11

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc Owings Mills MD 06/2004 Present
  • 06/2004 → Present
    T. Rowe Price Investment Services, Inc
    Owings Mills, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-06
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S66 Uniform Combined State Law Examination
    2007-08-06
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14
Designations

View on SEC IAPD

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