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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 11/2013 | 03/2018 |
| Patrick Capital Markets, Llc | St. Louis | MO | 01/2019 | Present |
| Us Bank | St. Louis | MO | 04/2018 | 12/2018 |
| Saxony Capital Management | St. Louis | MO | 01/2019 | Present |
Alliance Resource Partners, LP, Not Investment related, 1146 Monarch Street, Lexington KY 40513, Coal Mining, Limited Partner, 2015, 0 hours during trading, Coal Mining rights.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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