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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| CA | RA | APPROVED | 2013-01-23 |
Branch Locations
2150 River Plaza Dr Ste 280, Sacramento, CA 95833 • United States
Sacramento, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sacramento | CA | 05/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Sacramento | CA | 03/2020 | Present |
Business Ownership; Dreamcatchers, Inc; Owner; Manage Ameriprise Business; 89 Cafaro Circle, , Sacramento, CA, 95834; Not Investment-Related; 03/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Fish2O; Financial Advisor; Manage advisory business; 1080 Jordan Creek Parkway, , West Des Moines, IA, 50266; Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-09 |
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