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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-03-15
TX RA APPROVED_RES 2018-10-11
WI RA APPROVED 2015-02-25
  • OK RA
    APPROVED
    Since 2022-03-15
  • TX RA
    APPROVED_RES
    Since 2018-10-11
  • WI RA
    APPROVED
    Since 2015-02-25

Branch Locations

6121 Green Bay Rd, Kenosha, WI 53142 • United States

1421 Racine St, Delavan, WI 53115 • United States

Burlington, WI • United States

189 E Chestnut Street, Burlington, WI 53105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Burlington WI 01/2008 Present
Thrivent Financial For Lutherans Appleton WI 12/2007 Present
Other Businesses

PARKVIEW PLANNERS LLC POSITION: Owner NATURE: Apartment rental. INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2010 ADDRESS: 400 N Pine Street, Burlington WI 53105, United States DESCRIPTION: Rental property management and repair 189 EAST CHESTNUT LLC POSITION: President NATURE: Commercial building that houses my Thrivent business. This space has about 40 parking spaces. Created the LLC to protect against liability from the larger private parking lot. Also may rent part of the 2nd floor to other commercial interests. The upstairs space is a separate space from the first floor. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2023 ADDRESS: 189 E Chestnut St, burlington WI 53105, United States DESCRIPTION: Manage and maintain building EXPERIENCE BURLINGTON POSITION: Board Member NATURE: Burlington Area Chamber of Commerce. Board member at large, focused on organization management and growth. No financial responsiblities INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2026 ADDRESS: 565 Milwaukee Ave, Burlington WI 53105, United States DESCRIPTION: Board member at large, focused on organization management and growth. No financial responsibilities.. Bi Monthy board meetingsf focused on health and growth of area businesses via publicity on print, web and socials RACINE COUNTY UNITED WAY POSITION: Board Member NATURE: Improving services in Racine County WI INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2025 ADDRESS: 2000 Domanik Dr, Racine WI 53404, United States DESCRIPTION: Advising on community improvement activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-15
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S66 Uniform Combined State Law Examination
    2010-06-15
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20
Other Names
  • Scott Herrmann

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