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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-11-30 |
| TX | RA | APPROVED | 2021-11-29 |
Branch Locations
3005 Northridge Dr Ste A, Farmington, NM 87401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sji Financial Services, Inc | Tucson | AZ | 05/2003 | 02/2020 |
| Voya Financial Advisors | Tuscon | AZ | 09/2014 | 11/2021 |
| Lpl Financial | Farmington | NM | 11/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - SJI Financial Services - Investment Related - Farmington, NM 87401 2) 6/2020 - Business Entity For Tax/Investment Purposes Only - Murphy Financial Services, LLC - Not Investment Related - Farmington, NM 87401 3) 12/29/2021 - No Business Name - Not Investment Related - At Reported Business Locations(s) - Other-Notary - Start Date 12/31/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Notarize documents in the office and away from the office.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
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