Dennis Michael Gross

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
NM	RA	APPROVED	2007-01-26

TX RA
APPROVED_RES

Since 2018-12-07
NM RA
APPROVED

Since 2007-01-26

Branch Locations

2713 E 20Th, Farmington, NM 87402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	03/2001	Present

03/2001 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-19
S63	Uniform Securities Agent State Law Examination	2001-06-02

S66 Uniform Combined State Law Examination

2007-01-19
S63 Uniform Securities Agent State Law Examination

2001-06-02

Other Names

Dennis M Gross

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

STATE FARM INVESTMENT MANAGEMENT CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

OSAIC WEALTH, INC.

Other Investors

MATTHEW GILES SYMONDS

RICHARD ROBERT CROSS

RHONDA GAIL MURPHY

TRUDY LYNN GOLDSMITH

Amber Dawn Heckler

Billy Clyde Hays

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FARMINGTON, NM

STATE FARM INVESTMENT MANAGEMENT CORP. · FARMINGTON, NM

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FARMINGTON, NM

LPL FINANCIAL LLC · FARMINGTON, NM

STATE FARM INVESTMENT MANAGEMENT CORP. · Farmington, NM

EDWARD JONES · FARMINGTON, NM

MORGAN STANLEY · FARMINGTON, NM

EDWARD JONES · FARMINGTON, NM

More in Farmington, NM

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor