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Billy Clyde Hays

Edward Jones

Farmington, NM

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-27
NM RA APPROVED 2010-08-25
  • TX RA
    APPROVED
    Since 2014-08-27
  • NM RA
    APPROVED
    Since 2010-08-25

Branch Locations

4001 N Butler Suite 3102, Farmington, NM 87401-2365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uvest Financial Services Group, Inc. Charlotte NC 09/2008 Present
Prosperity Bank- Tx Gainesville TX 09/2008 Present
Edward Jones Saint Louis MO 02/2009 Present
  • 09/2008 → Present
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 09/2008 → Present
    Prosperity Bank- Tx
    Gainesville, TX
  • 02/2009 → Present
    Edward Jones
    Saint Louis, MO
Previous Registrations
  • 2008-10-02 → 2009-02-03
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Gainesville, TX
  • 2007-02-09 → 2008-10-03
    Edward Jones
    Westworth Village, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2004-04-29
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-04-29
Other Names
  • Bill C Hays
  • Billy C Hays

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
PFG ADVISORS
OSAIC WEALTH, INC.

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Heather Holmes
RHONDA GAIL MURPHY
TRUDY LYNN GOLDSMITH
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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FARMINGTON, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · FARMINGTON, NM
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FARMINGTON, NM
EDWARD JONES · FARMINGTON, NM
LPL FINANCIAL LLC · FARMINGTON, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · Farmington, NM
MORGAN STANLEY · FARMINGTON, NM
EDWARD JONES · FARMINGTON, NM

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