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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-22
TX RA APPROVED 2025-05-22
  • MO RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-26
MO RA APPROVED 2011-09-20
  • TX RA
    APPROVED_RES
    Since 2013-07-26
  • MO RA
    APPROVED
    Since 2011-09-20

Branch Locations

One N Jefferson Ave 7Th Fl [Stl Rcast], St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mystery Shopping House Springs MO 09/2008 Present
Wells Fargo Advisors Llc St. Louis MO 09/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
  • 09/2008 → Present
    Mystery Shopping
    House Springs, MO
  • 09/2011 → 11/2016
    Wells Fargo Advisors Llc
    St. Louis, MO
  • 11/2016 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

MYSTERY SHOPPING; NOT INVESTMENT RELATED; CONTRACTOR FOR SEVERAL MYSTERY SHOPPING COMPANIES CONDUCTING ASSIGNMENTS FOR RETAIL, RESTAURANTS, APARTMENT COMPLEXES, AND PHONE AND INTERNET SERVICES; START DATE = 09/2008; 12-16 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. BEAR CREEK ESTATE PLAT IV HOME OWNERS ASSOCIATION; NOT INVESTMENT RELATED; HIGH RIDGE,MO; BOARD MEMBER; START DATE 10/06/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS ROAD MAINTENANCE, SNOW REMOVAL, AND ITEMS THAT ARE GOOD FOR THE COMMUNITY SUCH AS WHERE TO PLACE STOP SIGNS AND SIGNS THAT INDICATE WHERRE TO ALLOW DOG WALKING, ETC. COUNTRY MOON KEEPSAKES; NOT INV. RELATED; HOUSE SPRINGS, MO; OWNER; SELL HANDMADE ITEMS ONLINE ON EBAY STORE; START DATE 6/12/2023 40 HRS PER MOTNH; 0 HRS DURING TRADING; DUTIES: CREATE HANDMADE ITEMS AND POST FOR SALE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-31
  • S66 Uniform Combined State Law Examination
    2011-05-31
Other Names
  • Judy Nelson
  • Judith Ann Voelpel

View on SEC IAPD

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