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Inactive

Michelle Ann Nowfel

City Different Investments

Santa Fe, NM

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Current Employers
City Different Investments

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-04-08
  • NM RA
    APPROVED
    Since 2022-04-08

Branch Locations

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Corp Santa Fe NM 01/2007 01/2022
City Different Investments Santa Fe NM 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-10
S63 Uniform Securities Agent State Law Examination 2006-02-06
  • S66 Uniform Combined State Law Examination
    2007-09-10
  • S63 Uniform Securities Agent State Law Examination
    2006-02-06

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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