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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 08/2022 |
| Stifel | St. Louis | MO | 10/2024 | Present |
| Outcomes | Orlando | FL | 01/2023 | 09/2024 |
| N/A | Maryville | IL | 09/2022 | 12/2022 |
1. Good Shepherd Lutheran Church; 1300 Beltline Rd Collinsville IL 62234; Religious/Non-Profit - Church; Finance Chairman; Help prepare annual church budget and consult/make recommendations on financial decisions of the church; 05/01/2020; 2 hrs/month; Not during securities trading hours; Not Investment-Related 2. Good Shepherd Lutheran Church; 1300 Belt Line Rd Collinsville IL 62234; Religious/Non-Profit - Church; Church Council; Voting member of the council on other matters/decision made for the congregation as a whole; 05/01/2020; 2 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
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