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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-02-19 |
| TX | RA | APPROVED | 2010-12-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Sherman | TX | 12/2010 | Present |
(1) 09/30/2014 - SIMPSON FINANCIAL SERVICES INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - SHERMAN, TX (2) 05/30/2023 - North Texas Cheer - Not Investment Related - Sherman, TX - Rep's Business - Start Date 05/01/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-05 |
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