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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-24
TX RA APPROVED_RES 2021-01-31
  • WI RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2021-01-31

Branch Locations

2640 W Court St, Janesville, WI 53548 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Janesville WI 07/2012 Present
Blackhawk Community Credit Union Janesville WI 07/2012 Present
  • 07/2012 → Present
    Janesville, WI
  • 07/2012 → Present
    Blackhawk Community Credit Union
    Janesville, WI
Previous Registrations
  • 2011-11-29 → 2012-07-20
    Chase Investment Services Corp.
    Madison, WI
    Janesville, WI
    Madison, WI
Other Businesses

1. 12/10/2020 - Blackhawk Wealth Management Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/12/2012 - 175 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-22
S63 Uniform Securities Agent State Law Examination 2004-06-22
  • S65 Uniform Investment Adviser Law Examination
    2011-11-22
  • S63 Uniform Securities Agent State Law Examination
    2004-06-22

View on SEC IAPD

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