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Michael John Heffernan

S Squared Advisors LLC

Austin, TX

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Current Employers
S Squared Advisors Llc

706 Guadalupe Street, Austin, TX 78701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-02
  • TX RA
    APPROVED
    Since 2016-08-02

Branch Locations

706 Guadalupe Street, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S Squared Advisors Llc Austin TX 04/2016 Present
Previous Registrations
  • 2012-06-20 → 2016-03-29
    Kappa Asset Management Llc
    Austin, TX
  • 2009-03-19 → 2010-12-08
    Flint Rock Global Investors, Llc
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-07
S63 Uniform Securities Agent State Law Examination 2004-08-10
  • S65 Uniform Investment Adviser Law Examination
    2008-10-07
  • S63 Uniform Securities Agent State Law Examination
    2004-08-10

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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