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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-06 |
Branch Locations
4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Peoria | IL | 07/2019 | 12/2021 |
| David Vaughan Investments | Peoria | IL | 02/2018 | 07/2019 |
| Lawler Financial | Peoria | IL | 03/2017 | 12/2017 |
| The Unland Companies | Pekin | IL | 09/2005 | 02/2017 |
| Raymond James & Associates, Inc. | Peoria | IL | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-14 |
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