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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-06
  • IL RA
    APPROVED
    Since 2022-01-06

Branch Locations

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Peoria IL 07/2019 12/2021
David Vaughan Investments Peoria IL 02/2018 07/2019
Lawler Financial Peoria IL 03/2017 12/2017
The Unland Companies Pekin IL 09/2005 02/2017
Raymond James & Associates, Inc. Peoria IL 01/2021 Present
  • 07/2019 → 12/2021
    Peoria, IL
  • 02/2018 → 07/2019
    David Vaughan Investments
    Peoria, IL
  • 03/2017 → 12/2017
    Lawler Financial
    Peoria, IL
  • 09/2005 → 02/2017
    The Unland Companies
    Pekin, IL
  • 01/2021 → Present
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2019-10-14
Other Names
  • Leah Leslie Stafford

View on SEC IAPD

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