Toan Vi Ly

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Marcos, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Marcos, CA

Previous Registrations

• 2004-08-16 → 2011-01-03
  Wells Fargo Investments, Llc
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, LA MESA, CA, 100% OWNER, START: 12/1/2013, 0 HOURS, NO DUTIES. RENTAL PROPERTY, INV RELATED, SAN DIEGO, CA, 100% OWNER WITH SPOUSE, START: 1/2014, 0 HOURS, DUTIES: RENTAL. KIM MY JEWELRY, NOT INV RELATED, SAN DIEGO, CA, 10% OWNER, START: 1/2014, 0 HOURS, NO DUTIES. RENTAL PROPERTY, INV RELATED, LA JOLLA, CA, 100% OWNER, START: 1/2015, 0 HOURS. RENTAL PROPERTY, INV RELATED, SAN DIEGO, CA, 100% OWNERHSHIP WITH SPOUSE, START DATE: 11/21/23, 1 HRS PER MONTH, 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2004-08-13

Other Names

• Toan V Ly