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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2006-07-12
  • UT RA
    APPROVED
    Since 2006-07-12

Branch Locations

4190 S Highland Dr, Salt Lake City, UT 84124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Salt Lake City UT 05/2004 Present
Thrivent Financial For Lutherans Appleton WI 06/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-03
S63 Uniform Securities Agent State Law Examination 2004-08-17
  • S65 Uniform Investment Adviser Law Examination
    2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    2004-08-17

View on SEC IAPD

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