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Michael Jerome Hornek

Charles Schwab & Co., Inc.

Greenville, SC

Tysons Corner, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-06-30
TX RA APPROVED_RES 2019-01-02
  • SC RA
    APPROVED
    Since 2021-06-30
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

12 East Washington St, Greenville, SC 29601-2731 • United States

1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Greenville SC 04/2004 Present
Charles Schwab Bank Greenville SC 05/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-01
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S66 Uniform Combined State Law Examination
    2015-05-01
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Other Names
  • Mike Jerome Hornek

View on SEC IAPD

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