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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-12-03
TX RA APPROVED 2015-12-01
  • FL RA
    APPROVED
    Since 2015-12-03
  • TX RA
    APPROVED
    Since 2015-12-01

Branch Locations

140 Royal Palm Way Suite 204, Palm Beach, FL 33480 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Palm Beach FL 12/2015 Present
  • 12/2015 → Present
    Stifel Nicolaus & Co Inc
    Palm Beach, FL
Previous Registrations
Other Businesses

1. Tuning Out Farms, Inc; 103 Shores Pointe Drive Jupiter FL 33458; landowner for agricultural properties ; manager; Administrative; 04/02/2019; 1.00 Hour(s) Per Qtr; Not during securities trading hours; Investment-Related. 2. Tuning Out Farms, Inc; 103 Shores Pointe Drive Jupiter FL 33458; owns farmland and engages in the cattle business as well as other agricultural activities; managing member/President as Personal Representative of my late father, Robert J. Tuning; Administrative; 06/02/2018; 1.00 Hour(s) Per Week; Not during securities trading hours; Not Investment-Related. 3. Tuning In, LLC;103 Shores Pointe Drive Jupiter FL 33458;owner commerical real estate for rental;President;administrative;4/3/19;1.00 Hour(s) Per Quarter;not during securities trading hours; Investment related. 4. Rosarian Academy; 807 North Flagler Dr, West Palm Beach, FL 33401; School; Finance Committee Member; Asset allocation of school funds; 03/01/2021; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 5. Jupiter Police Foundation; 196 Military Trail, Jupiter, FL 33458; Fundraising in support of the officers and programs of the Jupiter Police Department; Executive Board - Secretary; Part of the leadership team of the Foundation. Assist with fundraising and event planning. Record minutes during board meetings.; 03/29/2023; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 6. JDAC Investments, LLC; 103 Shores Pointe Drive Jupiter FL 33458; Family holding company; proposed- partial owner of entity; 01/01/2024; 0.00hrs/day; Not During Securities Trading Hours; Not Investment-Related. 7. Rosarian Academy; 807 North Flagler Drive, West Palm Beach, FL 33401; Private Catholic school; Board Member; As a member of the Board I would be responsible to be part of strategic planning, financial oversight, fundraising, policy development, head of school oversight, etc.; 09/02/2024; 4 Hours per Month; Not during securities trading hours; Not Investment-related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-20
  • S66 Uniform Combined State Law Examination
    2007-11-20
Other Names
  • Amanda Leigh Tuning
  • Amanda Leigh Tuning

View on SEC IAPD

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