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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-03-16
  • VA RA
    APPROVED
    Since 2022-03-16

Branch Locations

9951 Brook Rd, Glen Allen, VA 23060 • United States

9954 Maryland Drive, Richmond, VA 23233 • United States

501 C Emancipation Highway, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Co Columbus OH 01/2005 04/2017
Nationwide Newark DE 01/2005 04/2017
Securian Financial Services St. Paul MN 04/2017 10/2019
Minnesota Life St. Paul MN 04/2017 10/2019
Virginia Asset Management Midlothian VA 04/2017 10/2019
The Prudential Insurance Company Of America Glen Allen VA 10/2019 03/2022
Pruco Securities Llc Glen Allen VA 10/2019 03/2022
United Brokerage Services Inc. Glen Allen VA 03/2022 Present
  • 01/2005 → 04/2017
    Nationwide Insurance Co
    Columbus, OH
  • 01/2005 → 04/2017
    Nationwide
    Newark, DE
  • 04/2017 → 10/2019
    Securian Financial Services
    St. Paul, MN
  • 04/2017 → 10/2019
    Minnesota Life
    St. Paul, MN
  • 04/2017 → 10/2019
    Virginia Asset Management
    Midlothian, VA
  • 10/2019 → 03/2022
    The Prudential Insurance Company Of America
    Glen Allen, VA
  • 10/2019 → 03/2022
    Glen Allen, VA
  • 03/2022 → Present
    Glen Allen, VA
Previous Registrations
  • 2019-10-09 → 2022-03-22
    Glen Allen, VA
    North Bethesda, MD
  • 2017-05-24 → 2019-10-07
    Securian Financial Services, Inc.
    Midlothian, VA
  • 2015-02-19 → 2017-04-24
    Midlothian, VA
    Midlothian, VA
    Midlothian, VA
    Glen Allen, VA
    Mechanicsville, VA
    Mechanicsville, VA
    Glen Allen, VA
  • 2001-03-08 → 2002-08-20
    New England Securities
    Richmond, VA
Other Businesses

MIDLAND NATIONAL POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/24/2019 ADDRESS: 1 SAMMONS PLAZA, SIOUX FALLS SD 57193, United States DESCRIPTION: servicing existing clients with Midland National- it is all fixed life business, not securities related; no active current sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-16
S63 Uniform Securities Agent State Law Examination 2000-01-27
  • S65 Uniform Investment Adviser Law Examination
    2014-12-16
  • S63 Uniform Securities Agent State Law Examination
    2000-01-27

View on SEC IAPD

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