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514 Market Street, Parkersburg, WV 26101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-03-16 |
Branch Locations
9951 Brook Rd, Glen Allen, VA 23060 • United States
9954 Maryland Drive, Richmond, VA 23233 • United States
501 C Emancipation Highway, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Co | Columbus | OH | 01/2005 | 04/2017 |
| Nationwide | Newark | DE | 01/2005 | 04/2017 |
| Securian Financial Services | St. Paul | MN | 04/2017 | 10/2019 |
| Minnesota Life | St. Paul | MN | 04/2017 | 10/2019 |
| Virginia Asset Management | Midlothian | VA | 04/2017 | 10/2019 |
| The Prudential Insurance Company Of America | Glen Allen | VA | 10/2019 | 03/2022 |
| Pruco Securities Llc | Glen Allen | VA | 10/2019 | 03/2022 |
| United Brokerage Services Inc. | Glen Allen | VA | 03/2022 | Present |
MIDLAND NATIONAL POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/24/2019 ADDRESS: 1 SAMMONS PLAZA, SIOUX FALLS SD 57193, United States DESCRIPTION: servicing existing clients with Midland National- it is all fixed life business, not securities related; no active current sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-27 |
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