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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-05 |
| AL | RA | APPROVED | 2017-09-11 |
Branch Locations
3000 Riverchase Suite 750, Birmingham, AL 35244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 10/2003 | 07/2017 |
| Northwestern Mutual Investment Services Llc | Hoover | AL | 05/2004 | 07/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 07/2017 |
| Massachusetts Mutual Life Insurance Company | Birmingham | AL | 08/2017 | Present |
| Mml Investors Services, Llc | Birmingham | AL | 08/2017 | Present |
1) NAME: TRENTON L. GERINGER, INV REL: Y, ADD: 3000 RIVERCHASE, STE 750, BIRMINGHAM, AL 35244 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/15/2024, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE 2) NAME: VERITAS FINANCIAL PARTNERS, LLC INV REL: Y ADD: 3000 RIVERCHASE, STE 750, BIRMINGHAM, AL 35244 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 01/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: MONITORING THE LLC AS PASS-THROUGH ENTITY FOR EXPENSES AND PAYROLL 3) NAME: CORNERSTONE CAPITAL HOLDINGS, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS, NATURE: REAL ESTATE, POSITION: PARTNER, START DATE: 07/01/2026 NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0, DESCRIBE DUTIES: RESPONSIBLE FOR LLC FINANCIALS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-30 |
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