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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-05
AL RA APPROVED 2017-09-11
  • TX RA
    APPROVED_RES
    Since 2019-08-05
  • AL RA
    APPROVED
    Since 2017-09-11

Branch Locations

3000 Riverchase Suite 750, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 10/2003 07/2017
Northwestern Mutual Investment Services Llc Hoover AL 05/2004 07/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 07/2017
Massachusetts Mutual Life Insurance Company Birmingham AL 08/2017 Present
Mml Investors Services, Llc Birmingham AL 08/2017 Present
  • 10/2003 → 07/2017
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 05/2004 → 07/2017
    Hoover, AL
  • 01/2016 → 07/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Birmingham, AL
  • 08/2017 → Present
    Birmingham, AL
Previous Registrations
Other Businesses

1) NAME: TRENTON L. GERINGER, INV REL: Y, ADD: 3000 RIVERCHASE, STE 750, BIRMINGHAM, AL 35244 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/15/2024, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE 2) NAME: VERITAS FINANCIAL PARTNERS, LLC INV REL: Y ADD: 3000 RIVERCHASE, STE 750, BIRMINGHAM, AL 35244 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 01/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: MONITORING THE LLC AS PASS-THROUGH ENTITY FOR EXPENSES AND PAYROLL 3) NAME: CORNERSTONE CAPITAL HOLDINGS, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS, NATURE: REAL ESTATE, POSITION: PARTNER, START DATE: 07/01/2026 NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0, DESCRIBE DUTIES: RESPONSIBLE FOR LLC FINANCIALS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-11
S63 Uniform Securities Agent State Law Examination 2004-08-30
  • S66 Uniform Combined State Law Examination
    2013-07-11
  • S63 Uniform Securities Agent State Law Examination
    2004-08-30
Other Names
  • Trent L Geringer

View on SEC IAPD

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