James Jason Williams

Employer firm

Williams Financial, LLC CRD 137038

$210M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → Present
  Williams Financial, Llc
  Bennington, VT
• 01/2011 → 01/2025
  Hudson Valley Community College
  Troy, NY

Previous Registrations

• 2005-11-09 → 2006-12-31
  Williams Financial, Llc
  Bennington, VT

Other Businesses

James Williams is a Member/Owner or KJ Properties, LLC; Location of the business: 204 Union Street, Bennington, VT 05201; Description of the business: This is an holding company for the commercial real estate property. Its only business is collecting rents and paying expense for the 204 Union Street, Bennington, Vermont and the 12 Main Street, North Bennington properties; Responsibilities Duties: Overseeing the operations of the company; Start date with business: 2016-01-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1;

Exams

• S66 Uniform Combined State Law Examination
  2005-08-17
• S63 Uniform Securities Agent State Law Examination
  2004-08-17

Designations

• Certified Financial Planner

Other Names

• Jj Williams