Daryl Ann Spirka

Employer firm

Williams Financial, LLC CRD 137038

$210M regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Williams Financial, Llc

12 Main Street, North Bennington, VT 05257 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-13
TX	RA	APPROVED_RES	2019-03-11
MA	RA	APPROVED	2017-05-03
VT	RA	APPROVED	2015-02-20

NY RA
APPROVED

Since 2021-07-13
TX RA
APPROVED_RES

Since 2019-03-11
MA RA
APPROVED

Since 2017-05-03
VT RA
APPROVED

Since 2015-02-20

Branch Locations

12 Main Street, North Bennington, VT 05257 • United States

14 Monument Square Suite 402, Leominster, MA 01453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Daryl Spirka, Cpa	Wilmington	VT	09/2002	Present
Williams Financial Management	Bennington	VT	01/2015	Present
Lonergan And Thomas Ins.	Bennington	VT	05/2005	12/2021

09/2002 → Present

Daryl Spirka, Cpa

Wilmington, VT
01/2015 → Present

Williams Financial Management

Bennington, VT
05/2005 → 12/2021

Lonergan And Thomas Ins.

Bennington, VT

Previous Registrations

2000-10-30 → 2009-12-11

1St Global Advisors Inc

Bennington, VT

Other Businesses

1.)PASSION 4 SPORTS; WILMINGTON, VT; NON INVESTMENT RELATED; SALES OF SPORTING GOODS, UNIFORMS, AND EQUIPMENT; SOLE PROP.; 100% OWNER; 9/1/04; 10-12 HRS/MTH. 2.)Daryl Spirka. CPA; ACCOUNTANT; NON INVESTMENT RELATED; OWNER; 09/2002

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-18

S66 Uniform Combined State Law Examination

2000-07-18

Designations

Certified Financial Planner

Other Names

Daryl A Redin
Daryl A Spirka

View on SEC IAPD