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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-08
FL RA APPROVED 2006-05-25
  • TX RA
    APPROVED_RES
    Since 2017-08-08
  • FL RA
    APPROVED
    Since 2006-05-25

Branch Locations

10715 Narcoossee Rd, Orlando, FL 32832 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Orlando FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
Previous Registrations
Other Businesses

HISPANIC HERITAGE SCHOLARSHIP FUND, NOT INVT RELATED, ORLANDO, FL, BOARD OF DIRECTORS, START DATE 12/14/2023, 6 HRS PER MONTH, 1 HR DURING TRADING, ATTENDING MONTHLY MEETINGS, DISCUSSING FUNDRAISING AND BUILDING CAPACITY FOR THE ORGANIZATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-21
  • S66 Uniform Combined State Law Examination
    2004-08-21

View on SEC IAPD

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