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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-24
TX RA APPROVED_RES 2017-10-24
CO RA APPROVED 2017-09-15
  • CA RA
    APPROVED
    Since 2017-10-24
  • TX RA
    APPROVED_RES
    Since 2017-10-24
  • CO RA
    APPROVED
    Since 2017-09-15

Branch Locations

17505 N 79Th Ave Ste 102, Glendale, AZ 85308 • United States

835 E 2Nd Ave Ste 444, Durango, CO 80301 • United States

Durango, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glendale AZ 10/2016 03/2020
Ameriprise Financial Services, Llc Durango CO 03/2020 Present
Previous Registrations
  • 2010-05-11 → 2016-07-19
    Usaa Financial Planning Services
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-23
S66 Uniform Combined State Law Examination 2004-07-24
  • S65 Uniform Investment Adviser Law Examination
    2010-04-23
  • S66 Uniform Combined State Law Examination
    2004-07-24

View on SEC IAPD

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