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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-13
  • MN RA
    APPROVED
    Since 2026-02-13

Branch Locations

2690 N Snelling Ave, Roseville, MN 55113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Roseville MN 07/2001 03/2022
U.S. Bancorp Investments, Inc. Roseville MN 05/2004 02/2026
U.S. Bancorp Advisors, Llc Roseville MN 02/2026 Present
Previous Registrations
  • 2018-05-31 → 2026-02-13
    Saint Paul, MN
    Roseville, MN
    Little Canada, MN
    Little Canada, MN
    Shoreview, MN
    Little Canada, MN
    Roseville, MN
Other Businesses

Amanda Richards; Investment-related; Saint Paul, MN; Real Estate Rental; Spouse of Owner; 9/12/2025; 0 hours/month; 0 hours/trading; No duties associated with rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-31
S63 Uniform Securities Agent State Law Examination 2005-07-18
  • S65 Uniform Investment Adviser Law Examination
    2018-05-31
  • S63 Uniform Securities Agent State Law Examination
    2005-07-18

View on SEC IAPD

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