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Richard T Donovan

Morgan Stanley

Shrewsbury, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-10
NJ RA APPROVED 2021-05-25
  • TX RA
    APPROVED
    Since 2021-06-10
  • NJ RA
    APPROVED
    Since 2021-05-25

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Shrewsbury NJ 04/2021 Present
American International Group, Inc. Wilton CT 02/2014 04/2021
Morgan Stanley Private Bank, N.A New York NY 06/2021 Present
  • 04/2021 → Present
    Morgan Stanley
    Shrewsbury, NJ
  • 02/2014 → 04/2021
    American International Group, Inc.
    Wilton, CT
  • 06/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-07
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S66 Uniform Combined State Law Examination
    2021-04-07
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11
Other Names
  • Rick Donovan
  • Richard Thomas Donovan

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SHREWSBURY, NJ
PARK AVENUE SECURITIES LLC · SHREWSBURY, NJ
SANCTUARY ADVISORS, LLC · SHREWSBURY, NJ
WORLD INVESTMENT ADVISORS, LLC · SHREWSBURY, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SHREWSBURY, NJ
PFS INVESTMENTS INC. · TINTON FALLS, NJ
RAYMOND JAMES & ASSOCIATES, INC. · Tinton Falls, NJ
CETERA INVESTMENT ADVISERS LLC · Tinton Falls, NJ

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