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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
PA RA APPROVED 2004-09-10
  • TX RA
    APPROVED
    Since 2022-01-21
  • PA RA
    APPROVED
    Since 2004-09-10

Branch Locations

790 Penllyn Blue Bell Pike Ste 300, Blue Bell, PA 19422 • United States

Upper Chichester, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Exton PA 09/2005 03/2020
Ameriprise Financial Services, Llc Blue Bell PA 03/2020 Present
Other Businesses

Outside Employment; Double K Group LLC; Associate Financial Advisor; Manage advisory business; 26 Dresner Circle, , Upper Chichester, PA, 19061; Investment-Related; 01/02/2020; 60 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-09
  • S66 Uniform Combined State Law Examination
    2004-09-09

View on SEC IAPD

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