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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-24 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hanlon Investment Management, Inc. | Egg Harbor Township | NJ | 09/2009 | 07/2019 |
| Northern Lights Distributors, Llc | Omaha | NE | 11/2015 | 07/2019 |
| Thrive Capital Management, Llc | Cherry Hill | NJ | 12/2019 | 03/2021 |
| Thrive Capital Management, Llc | Cherry Hill | NJ | 07/2019 | 03/2021 |
| Thrive Financial Services | Fort Washington | PA | 02/2020 | 03/2021 |
| Guardian Life Insurance Company | Allentown | PA | 03/2021 | 12/2021 |
| Park Avenue Securities | Allentown | PA | 03/2021 | 12/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 01/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-18 |
| S66 | Uniform Combined State Law Examination | 2004-09-30 |
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