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Rhett Lee Fendley

LPl Financial LLC

Pace, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-13
FL RA APPROVED 2010-04-06
  • TX RA
    APPROVED_RES
    Since 2024-03-13
  • FL RA
    APPROVED
    Since 2010-04-06

Branch Locations

4497 Woodbine Road, Pace, FL 32571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Pace FL 03/2010 Present
  • 03/2010 → Present
    Lpl Financial
    Pace, FL
Previous Registrations
Other Businesses

1. 03/22/10 - THE FENDLEY GROUP LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Milton, FL - Time Spent 1% 2. 02/17/2011 - PREMIER WEALTH MANAGEMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 04/16/2026 - Rhett L Fendley LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related -

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-29
S63 Uniform Securities Agent State Law Examination 2006-04-07
  • S65 Uniform Investment Adviser Law Examination
    2009-07-29
  • S63 Uniform Securities Agent State Law Examination
    2006-04-07

View on SEC IAPD

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