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4366 5Th Avenue, Pace, FL 32571-1810 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-06-17 |
| NY | RA | APPROVED | 2021-06-15 |
| FL | RA | APPROVED | 2021-05-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Claraphi Advisory Network, Llc | New York | NY | 08/2013 | 01/2021 |
| Legend Securities, Inc. | New York | NY | 03/2015 | 09/2016 |
| Arete Wealth Advisors Llc | Chicago | IL | 01/2021 | 01/2021 |
| Turner Financial Group, Inc. | Pace | FL | 02/2021 | Present |
Insurance: Life Insurance Producer; Independent Agent; Not investment-related; 408 Eric Lane, Northvale, NJ 07647; 05/01/2023; 10 hours/month. Real Snow Milk - Not investment-related; 30 Blue Hill Rd, Norwood, NJ 07647; Apparel; Business Development; 11/13/2025; 1-4 hours/month (all outside of trading hours); Introductions for collaboration with team. EDIBLE econoMIX - Content may be investment-related; 408 Eric Ln, Northvale, NJ 07647; Content channel consisting of general economic & market commentary, current events, and real-life issues; Principal Content Creator;12/1/2025; 4-10 hours/month (all outside of trading hours); Organize and coordinate content for recording.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-21 |
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