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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-12
IL RA APPROVED 2021-09-08
  • FL RA
    APPROVED
    Since 2026-03-12
  • IL RA
    APPROVED
    Since 2021-09-08

Branch Locations

1415 W 22Nd Street, Suite 610E, Oak Brook, IL 60523 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 01/2009 06/2021
Lpl Financial Naperville IL 07/2021 Present
Iht Wealth Management Llc Chicago IL 09/2021 Present
  • 01/2009 → 06/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2021 → Present
    Lpl Financial
    Naperville, IL
  • 09/2021 → Present
    Chicago, IL
Other Businesses

1) 07/01/2021 - Notary - Other - Mary Mulcrone - State of Illinois - Not Inv rel - Start date: 04/22/1992 2) 9/10/2021 - IHT Wealth Management - DBA: (Hybrid) Mueller Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 7/1/2021 - 120 Hours Per Month/30 Hours During Securities Trading - Time Spent 80%. 3) 9/10/2021 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 7/1/2021 - 120 Hours Per Month/30 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 07/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 03/25/2025 - Mueller Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date: 03/19/2025 - 160 Hours Per Month/120 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-25
S63 Uniform Securities Agent State Law Examination 2000-04-06
  • S66 Uniform Combined State Law Examination
    2021-08-25
  • S63 Uniform Securities Agent State Law Examination
    2000-04-06
Other Names
  • Mary Alice Girard

View on SEC IAPD

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